What Does the SEC Mean to Main Street Investors?
The Securities and Exchange Commission (SEC) is a U.S. government oversight organization charged with overseeing and enforcing our nation’s federal securities laws. Founded at the peak of the Great Depression and after the passing of the Securities Exchange Act of 1934, the agency’s mission consists of three primary objectives:
-
Protecting Main Street investors who depend upon the nation’s financial markets to help create their financial wellness and future financial security